For 25 years Joseph has represented clients in transactions, litigation, arbitration and regulatory matters, primarily in the financial services industry and in disputes over intellectual property, employee raiding, trade secrets and non-compete agreements. He has represented clients in dozens of multi-million-dollar transactions and disputes.
Community Connection
His passions are family, work, and community. He believes that to see a community thrive and offer a rich live-work-play experience, we must actively contribute to that realization and success.
Joseph’s community involvement includes:
Justice Robert Benham Award for Community Service, D6
Georgia Humanities Council – Board Chair, Governor Appointee
Obtaining $18 million dollar result for client: Stephens Inc. v. Benjamin F. Edwards & Co., et al. FINRA Case No. 17-02378.
Obtaining a multi-million dollar award for client: Lance R. Beck v. SunTrust Robinson Humphrey, LLC, FINRA Case No. 08-02482.:
Obtaining favorable results for clients, including:
J.J.B. Hilliard, W.L. Lyons, LLC v. Morgan Stanley, et al., FINRA Case No. 11-03379.
John Wassenaar v. CF Global Trading, LLC, FINRA Case No. 11-03222.
RBC Dain Rauscher v. Stephens, Inc., et al. FINRA Case No. 04-015322.
Stephen James Heil v. LPL Financial, et. al., FINRA Case No. 13-02673.
Timothy Bastian v. Manarin Securities Corporation, AAA No. 01-14-0001-4647.
Obtaining a defense verdict for clients, including:
Marilyn Banks v. Morgan Stanley DW, Inc., 2005 NASD Arb. LEXIS 2270, Case No. 04-06440.
Thomas D. Johannson, Ann Tipton Johannson v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 2005 NASD Arb. LEXIS 1561, Case No. 03-03414.
Obtaining verdict for client: Daniel J. Higgins v. Fahnestock & Co., f/k/a Josephthal & Co., Inc., 2003 NASD Arb. LEXIS 2158, Case No. 02-06856.
Non-competes found unenforceable under Georgia law: Citigroup Global Markets, Inc. v. David W. Mulford, 2007 NASD Arb. LEXIS 1089, Case No. 06-03794.
Resolving a dispute in clients’ favor and obtaining a U-5 expungement: Scott Macolino and Roger Shaffer v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 2005 NASD Arb. LEXIS 2661, Case No. 04-03671.
Claudia Sitar v. Morgan Stanley DW, Inc., 2004 NASD Arb. LEXIS 1041, Case No. 02-03438.
Salomon Smith Barney, Inc. v. Gary B. Meyers, 2004 NASD Arb. LEXIS 1701, Case No. 02-04113.